AI Audit & Compliance Framework: Practical Methods & Evaluation
About Course
What Will You Learn?
- 📘 Course Outline
- 1. AI Governance and Risk
- Frameworks, policies, ethics, and risk integration.
- 2. AI Operations
- Data, models, lifecycle, monitoring, and transparency.
- 3. AI Auditing Tools and Techniques
- Questionnaires, evidence, testing, COSO/NIST/ISO frameworks.
- 4. Secondary Classifications – Tasks
- Mapping audit tasks to governance, risk, operations, and controls.
- Quiz + Exam Tips
- Key focus areas, strategies, and preparation guidance.
- 5. Practical
- Audit Charter, Surveys, Planning Memos, Governance & Risk Frameworks,
- 200+ Control Checklist, Meeting Minutes, and Report Templates.
Course Content
introductions form 1-4 will help you to prepare for any ai exam 5- Practical
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BEFORE YOUR START !! how to translate course to any language
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full index
AI GOVERNANCE AND RISK
This Domain demonstrates your ability to advise stakeholders on implementing AI solutions through appropriate and effective policy, risk controls, data governance and ethical standards.
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AI GOVERNANCE AND RISK INDEX
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A–AI MODELS, CONSIDERATIONS, AND REQUIREMENTS
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🎥1.1 AI Fundamentals Explained: Models, Algorithms, Lifecycle & Business Impact
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Types of AI
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Machine Learning Approaches
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Algorithms in Artificial Intelligence
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AI System Life Cycle
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Business Considerations
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B–AI GOVERNANCE AND PROGRAM MANAGEMENT
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🎥1.2 Mastering AI Governance & Program Management
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Types of AI Strategies
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AI-Related Roles and Responsibilities
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Core AI-Related Policies and Procedures
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Importance and Objectives of AI Training and Awareness
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Importance and Objectives of AI Program Metrics
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C –AI RISK MANAGEMENT
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🎥1.3 AI RISK MANAGEMENT AI-Related Risk Identification Risk Assessment Risk Monitoring
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AI RISK MANAGEMENT
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AI-Related Risk Assessment
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AI-Related Risk Monitoring
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D–PRIVACY AND DATA GOVERNANCE PROGRAMS
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🎥1.4 PRIVACY AND DATA GOVERNANCE PROGRAMS Data Governance -Privacy Considerations
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Data Governance
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Privacy Considerations
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E–LEADING PRACTICES, ETHICS, REGULATIONS, AND STANDARDS FOR AI
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🎥1.5 E–LEADING PRACTICES, ETHICS, REGULATIONS, AND STANDARDS FOR AI Standards,
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Standards, Frameworks, and Regulations Related to AI
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Ethical Considerations
AI OPERATIONS
This domain confirms your skill in balancing sustainability, operational readiness, and the risk profile with the benefits and innovation AI promises to support enterprise-wide adoption of this powerful technology.
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AI OPERATIONS INDEX
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🎥2 0 part 2 AI OPERATIONS
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A–DATA MANAGEMENT SPECIFIC TO AI
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🎥 2 1 AI Data Management
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Data Collection
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Data Classification
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Data Confidentiality
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Data Quality
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Data Balancing
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Data Scarcity
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Data Security
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B–AI SOLUTION DEVELOPMENT METHODOLOGIES AND LIFECYCLE
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🎥2 2 AI SOLUTION DEVELOPMENT METHODOLOGIES AND LIFECYCLE
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AI Solution Development Life Cycle (AI SDLC)
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Privacy and Security by Design
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C–CHANGE MANAGEMENT SPECIFIC TO AI
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🎥 2.3 CHANGE MANAGEMENT SPECIFIC TO AI
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Change Management Considerations
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D–SUPERVISION OF AI SOLUTIONS
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🎥2 4 SUPERVISION OF AI SOLUTIONS AI Agency
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SUPERVISION OF AI SOLUTIONS
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E–TESTING TECHNIQUES FOR AI SOLUTIONS
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🎥 2 5 TESTING TECHNIQUES FOR AI SOLUTIONS
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TESTING TECHNIQUES FOR AI SOLUTIONS
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AI-Specific Testing Techniques
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F–THREATS AND VULNERABILITIES SPECIFIC TO AI
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🎥2 6 THREATS AND VULNERABILITIES SPECIFIC TO AI
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Types of AI-Related Threats
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Controls for AI-Related Threats
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G–INCIDENT RESPONSE MANAGEMENT SPECIFIC TO AI
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🎥2.7 INCIDENT RESPONSE MANAGEMENT SPECIFIC TO AI
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INCIDENT RESPONSE MANAGEMENT SPECIFIC TO AI
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Identify and Report
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Assess
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Respond
AI AUDITING TOOLS AND TECHNIQUES
This domain focuses on optimizing audit outcomes through innovation and highlights your knowledge of audit techniques tailored to AI systems and the use of AI-enabled tools streamline audit efficiency and provide faster, quality insight.
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AI AUDITING TOOLS AND TECHNIQUES INDEX
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🎥: AI Auditing Tools and Techniques.
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A–AUDIT PLANNING AND DESIGN
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🎥3 1 AUDIT PLANNING AND DESIGN4
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Identification of AI Assets
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Types of AI Controls
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Internal Training for AI Use
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Assess
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B–AUDIT TESTING AND SAMPLING METHODOLOGIES
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🎥 3 2 AUDIT TESTING AND SAMPLING METHODOLOGIES
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Designing an AI Audit
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Testing AI Outcomes
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Sample AI Audit Process
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C–AUDIT EVIDENCE COLLECTION TECHNIQUES
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🎥3 3 AUDIT EVIDENCE COLLECTION TECHNIQUES
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Data Collection
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2. Walkthroughs and Interviews
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D–AUDIT DATA QUALITY AND DATA ANALYTICS
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🎥3 4 AUDIT DATA QUALITY AND DATA ANALYTICS
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Data Quality
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Data Analytics
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Tools for Data Analytics in AI Audits
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E–AI AUDIT OUTPUTS AND REPORTS
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🎥3 5 AI AUDIT OUTPUTS AND REPORTS Reports
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Role of Data Analytics in AI Auditing
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Quality Assurance
4 SECONDARY CLASSIFICATIONS – TASKS
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SECONDARY CLASSIFICATIONS – TASKS
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🎥 4 0 SECONDARY CLASSIFICATIONS – TASKS
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Appendix B: Table of Acronyms
What to Prioritize Before the Exam tips for exams
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Top AI certifications
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🎥What to Prioritize Before the Exam videos
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What to Prioritize Before the Exam read me
quiz
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Pre Assessment and exam Integrity & Compliance Acknowledgment
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updated 13-9-2025 U must study this
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ai audit demo 1
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ai audit demo B
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demo 1
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A demo 2
5- Practical
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📜 AI Audit Charter – Detailed Template
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📝 AI Governance, Strategy, and Risk Management – Audit Questionnaire & Interview Guide
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Preliminary AI Audit Survey & Interview Guide
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Meeting Minutes Template: AI Audit Scope Discussion
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AI Audit Planning Memo
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📝 Expanded Governance Audit Framework
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📝 AI Risk Management Audit Framework
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📝 AI Control Environment & COSO-Based Audit Framework
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📋 Ultra-Detailed AI System Audit Checklist (200+ Controls)
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📑 AI Audit – Exit Meeting Minutes (Template) ِAudit – Opening Meeting Minutes (Template)
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AI System Audit Report Template
Earn a certificate
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Ready to elevate your auditing skills with AI expertise?
This program is exclusively designed for auditors holding CISA, CIA, CPA, CFE, or other professional certifications, or professionals with a strong background in auditing.
✅ Earn 15 CPE Credits:
🎯 13 hours in AI Auditing
🎯 2 hours in Ethics
Practical: AI Audit Applications
📜 Templates & Charters
AI Audit Charter – Detailed Template
Defines scope, authority, responsibilities, and alignment with professional standards.
📝 Questionnaires & Surveys
AI Governance, Strategy, and Risk Management – Audit Questionnaire & Interview Guide
Preliminary AI Audit Survey & Interview Guide
Structured tools for initial assessment through surveys & interviews.
📑 Planning & Meetings
Meeting Minutes Template: AI Audit Scope Discussion
AI Audit Planning Memo
Ensure audit objectives, resources, and scope are clearly agreed.
📝 Frameworks
Expanded Governance Audit Framework
AI Risk Management Audit Framework
AI Control Environment & COSO-Based Audit Framework
Detailed audit procedures mapped to governance, risk, and COSO principles.
📋 System Audit Tools
Ultra-Detailed AI System Audit Checklist (200+ Controls)
Covers backup, recovery, data, models, security, compliance, monitoring, and continuity.
📑 Reporting & Follow-up
AI Audit – Opening & Exit Meeting Minutes (Templates)
AI System Audit Report Template
Standardized reporting format: findings, recommendations, management responses, follow-up.
🔑 Course Highlights
Practical insights into AI Governance, Risk Management, and Audit Evaluation.
Deep understanding of AI system operations, data flows, and algorithmic processes.
Applied methodologies and AI auditing tools.
Real-world case studies and evaluation scenarios.
Strong hands-on, practice-oriented approach tailored for professional auditors.
👨🏫 Expert Instructor
Yazan Abu Ghosh | MBA | Head of Internal Auditor | Team Leader | CISA, CFE, FMVA, GRCP, IAIP,A AI A and more | Expert in Auditing, Cybersecurity, Forensic Accounting & AML
🔗 linkedin.com/in/ygosh
💡 Limited Offer: Enroll today for only $100!
Regular Price: $250
🎯 Certification Requirements
Prerequisites:
Active certification (CISA, CIA, CPA, CFE, or equivalent), or
Professional experience/background in auditing.
📜 Disclaimer
I hereby declare that all course materials, content, and resources provided in this training program are the exclusive intellectual property of [easypathuni]. These materials are produced solely for educational and preparatory purposes to assist candidates in their readiness for certification exams, and do not represent the official exam or its content.
The certificate awarded upon completion of this course is a preparatory certificate intended to acknowledge course completion and readiness; it is not an official certification or license from ISACA, IIA, AICPA, ACFE, or any certifying body.
Unauthorized reproduction, distribution, or sharing of any part of these materials without explicit written permission is strictly prohibited and may result in legal action.
This disclaimer is applicable to all training courses and programs offered by [easypathuni] or affiliated entities, and is intended to protect intellectual property rights while maintaining transparency about the nature of the certification.